Capital.com: fines and regulatory action
The table covers every licensed company in the Capital.com group: the regulator searched at each one, what the search turned up and the date it was run. Links open the regulator’s own section, or the decision itself where there is one.
The search runs across the whole group. A decision against a sister company does not apply to the entity that opens your account, but it stays on the group’s record.
Checked on July 31, 2026
| Source | Entity | What came back |
|---|---|---|
| ASICAustralia | Capital Com Australia Pty LtdAFSL 513393 | No records found for this entityGo to source |
| FCAUnited Kingdom | Capital Com (UK) LimitedFRN 793714 |
|
| CySECCyprus | Capital Com SV Investments Ltd319/17 |
|
- ASICAustraliaCapital Com Australia Pty LtdAFSL 513393No records found for this entityGo to source
- FCAUnited KingdomCapital Com (UK) LimitedFRN 793714
- June 2021clone firm warningWarning about capitals.co.in, an unauthorised site posing as this firm. The warning targets the clone, not the broker.Document
- CySECCyprusCapital Com SV Investments Ltd319/17
- March 2022fine€10,000The firm was late telling CySEC it had reasonable grounds to suspect that certain trades could amount to insider dealing, contrary to the EU market abuse regulation 596/2014.Document
How to read the table. A row with no records means our search of that regulator’s publications on that date came back empty. That is not confirmation of a clean record: a decision lands years after the conduct it concerns, and regulators differ a lot in how much they put on the public record. Any row can be rechecked through its link.